We emphasize one hundred percent integrity in our business.
Oak Brook, Illinois based Patrick Mauro Investment Advisor, Inc. is a Registered Investment Advisor that offers independent, personalized asset management services. We emphasize one hundred percent integrity in our business and are completely non-conflicted in giving our clients the best investment advice possible. With over seventy years of professional experience in investment finance, we are confident in our ability to help anyone achieve their individual investment needs and objectives.
Our investment management services can be broken into two general strategies:
Capital Preservation and Income
The Capital Preservation and Income strategy seeks to generate interest income while preserving the principal value of your investment.
Growth and Income
The Growth and Income strategy seeks to maximize the growth in principal value of your account by a focus on growing the income stream that it generates.
Market Overview
Five Star Wealth Manager Award
2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020
The Five Star award is presented to wealth managers, real estate agents, mortgage professionals, home/auto insurance professionals in more than 45 markets in the U.S. and Canada. The Five Star award recognizes service professionals who provide quality services to their clients.
The Five Star Wealth Manager award is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future.
